The Emergence of a Feudal Order in Western Europe

Out of the chaos and mayhem of the tenth and eleventh centuries, East Francia—the eastern third of Charlemagne’s Empire that is in roughly the same place as modern Germany—and England had emerged as united and powerful states. In the aftermath of the Abbasid Caliphate’s political collapse and the gradual weakening of Fatimid Egypt (see Chapter Eight), the eleventh-century Byzantine Empire was the strongest, most centralized state in the Eastern Mediterranean, and indeed, probably the strongest state west of Song China.

Most of the rest of Christian Western Europe’s kingdoms, however, were fragmented. This decentralization was most acute in West Francia, the western third of what had been Charlemagne’s empire. This kingdom would eventually come to be known as France. Out of a weak and fragmented kingdom emerged the decentralized form of government that historians often call feudalism. We call it feudalism because power rested with armed men in control of plots of agricultural land known as fiefs and Latin for fief is feudum. They would use the surplus from these fiefs to equip themselves with weapons and equipment, and they often controlled their fiefs with little oversight from the higher-ranked nobles or the king.

How had such a system emerged? Even in Carolingian times, armies in much of Western Europe had come from war bands made up of a king’s loyal retainers, who themselves would possess bands of followers. Ultimate control of a kingdom’s army had rested with the king, and the great nobles had also exercised strong authority over their own fighting men. The near constant warfare (both external attacks and civil wars) of the tenth and eleventh centuries, however, meant that the kings of West Francia gradually lost control over the more powerful nobles. Further, the powerful nobles often lost control of the warlords of more local regions. West Francia had little governmental authority and much war.

As a result of constant warfare (albeit warfare that was usually local in scope), power came to rest in control of fiefs and the ability to extract surplus from their occupants and to use this surplus to outfit armed men. The warlords who controlled fiefs often did so by means of armed fortresses called castles. At first, especially in northern parts of West Francia, these fortresses were of wood, and might sometimes be as small as a wooden palisade surrounding a fortified wooden tower. Over the eleventh and twelfth centuries, these wooden castles came to be replaced with fortifications of stone. A castle had two roles: it would protect a land from attackers (such as Viking raiders), but it would also serve as a base for the control and extortion of a land’s people.

The castle represented Europe’s feudal order in wood and stone. Corresponding to the physical structure of the castle was the figure of the knight. Knights in the eleventh century wore an armor called chain mail, that is, interlocking rings of metal that would form a coat of armor. The knight usually fought on horseback, wielding a long spear known as a lance in addition to the sword at his side. With his feet resting in stirrups, a knight could hold himself firmly in the saddle, directing the weight and power of a charging horse into the tip of his lance.

Knights and castles came to dominate West Francia and then other parts of Europe for several reasons. The technology of ironworking was improving so that iron was cheaper (although still very expensive) and more readily available, allowing for knights to wear more armor than their predecessors. Moreover, warfare of the tenth and eleventh centuries was made up of raids (both those of Vikings and of other Europeans). A raid depends on mobility, with the raiders able to kill people and seize plunder before defending soldiers can arrive. Mounted on horseback, knights were mobile enough that they could respond rapidly to raids. The castle allowed a small number of soldiers to defend territory and was also a deterrent to raiders, since it meant that quick plunder might not be possible.

A knight’s equipment—mail, lance, and horse—was incredibly expensive, as was the material and labor to construct even a wooden castle. Although knights had originally been whichever soldiers had been able to get the equipment to fight, the expense of this equipment and thus the need to control a fief to pay for it meant that knights gradually became a warrior aristocracy, with greater rights than the peasants whose labor they controlled. Indeed, often the rise of knights and castles meant that many peasants lost their freedom, becoming serfs, unfree peasants who, although not property that could be bought and sold like slaves, were nevertheless bound to their land and subordinate to those who controlled it.

The regions of West Francia controlled by powerful nobles were nearly independent of the crown. But even at the Frankish monarchy’s weakest, these nearly independent nobles were understood to hold their territories from the king and to owe allegiance to him if he called on them for military service. In this way, feudalism of the European Middle Ages resembled Western Zhou feudalism. The smaller fiefs that made up the territories of these great nobles likewise were understood to be held from these nobles; the knight who held a fief was, at least in theory, required to render military service to the lord from whom he held it. In practice, though, the kingdom of West Francia (and other regions of Western Europe where such a system held sway) had little cohesion as a state, with most functions of a state like minting money, building roads and bridges, and trying and executing criminals in the hands of the powerful nobles.

12.5.1 Global Context

Thus far, we have discussed feudalism in eleventh-century Western Europe, but a decentralized state dominated by a warrior aristocracy could emerge anywhere that central authority broke down. A similar system emerged in Heian Japan of the twelfth and thirteenth centuries, when mounted soldiers (in this case samurai rather than knights) came to occupy the social role of a warrior aristocracy (see Chapter Four). Such an arrangement would emerge at the same time in the Middle East: the Great Saljuq Empire was dominated by mounted warriors in control of iqtas, units of land whose revenues (often from taxation) would fund these warriors, who in turn held their iqtas from the sultan.